Senior Associate, Internal Audit.
This mandate is run by SYMPHONI HR, a Mumbai-based executive search firm, est. 2003. Applications are email-verified and reach the search team running the role — confidentially, always.
About the organisation.
Our client is a leading global professional services firm specializing in risk consulting and financial advisory. They provide comprehensive audit and compliance solutions to major financial institutions worldwide. The firm is known for its commitment to excellence, fostering a culture of continuous learning and professional growth for its employees.
About the role.
This role involves leading complex internal audit engagements within the financial services sector, specifically focusing on global banking and capital markets. You will partner with clients to design and implement robust risk and control frameworks that address evolving market challenges. The position offers the opportunity to work on high-impact advisory solutions in a dynamic, hybrid work environment.
What you will do.
- Lead comprehensive planning activities for Internal Audit, SOX 404, and compliance-focused client engagements.
- Collaborate with stakeholders to assess, design, and implement sustainable risk and control frameworks.
- Develop and optimize operating processes and organizational models to mitigate key business risks.
- Leverage expertise in governance, risk, and compliance (GRC) tools to deliver high-impact advisory solutions.
- Execute risk assessment initiatives to identify and address potential vulnerabilities in financial operations.
- Provide strategic advisory services to global banking clients regarding regulatory compliance and internal controls.
What you bring.
- 3 to 10 years of professional experience in Internal Audit.
- Mandatory experience working within the Investment or Global Banking sector.
- Strong technical understanding of capital market products, including Fixed Income, Derivatives, Equities, Structured Products, and Bonds.
- Proven ability to lead audit planning and risk assessment initiatives.
- Proficiency in applying GRC tools to complex financial environments.
- Professional qualification such as CA or MBA is highly desirable.
- Ability to work effectively in a hybrid model based in Mumbai.
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