Compliance Associate.
This mandate is run by SYMPHONI HR, a Mumbai-based executive search firm, est. 2003. Applications are email-verified and reach the search team running the role — confidentially, always.
About the organisation.
Our client is a prominent global financial services institution with a strong presence in international markets. They are committed to maintaining the highest standards of regulatory integrity and operational excellence across their diverse business lines. The organization fosters a collaborative culture that values professional growth and innovation within the banking sector.
About the role.
The Compliance Associate will play a critical role in ensuring the firm adheres to all relevant regulatory requirements and internal policies. This position involves monitoring compliance activities, conducting risk assessments, and providing guidance to business units to mitigate potential regulatory exposure. You will work closely with cross-functional teams to maintain a robust control environment in a fast-paced banking setting.
What you will do.
- Monitor and evaluate compliance with regulatory requirements and internal policies
- Conduct regular risk assessments to identify and mitigate potential compliance issues
- Provide expert guidance and support to business units regarding regulatory obligations
- Prepare and submit accurate regulatory reports to relevant authorities
- Assist in the development and implementation of compliance training programs
- Investigate potential compliance breaches and recommend appropriate corrective actions
- Stay updated on evolving regulatory landscapes and industry best practices
- Collaborate with internal audit and legal teams to ensure comprehensive oversight
What you bring.
- Bachelor’s degree in Finance, Law, Business, or a related field
- Proven experience in a compliance or regulatory role within the financial services industry
- Strong understanding of banking regulations and compliance frameworks
- Excellent analytical and problem-solving skills with high attention to detail
- Ability to communicate complex regulatory concepts to diverse stakeholders
- Proficiency in risk management methodologies and reporting tools
- Strong professional ethics and integrity
- Ability to work effectively in a hybrid office environment
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